About Us

TKG Financial was founded in 2001 and became a fully registered broker/dealer with the NASD (now FINRA) in 2005. TKG Financial and its advisors provide asset management, financial planning services, insurance services, and investment advisory solutions to institutional, corporate and private clients.

For its advisors, TKG Financial blends the support and oversight of a large, bank-affiliated wire-house with the flexibility and freedom of true independence, offering highly customized platform solutions designed to optimize individual styles and needs.

Ultimately, this unique balance provides investors access to a full range of conflict-free investment services that can accommodate virtually any investment objective while maintaining the assurance and peace-of-mind provided by a FINRA/SIPC member firm.

Operating Standards

These guiding principles are the keys to our decision making and define our governing objectives:

Innovation
The ability to identify and seize opportunities by maintaining a proficient management structure with the ability to adapt rapidly.

Transparency
Honest and open communication encouraged at every level and a pledge to align thoughts, words and actions.

Teamwork
Establishing team goals that are clearly defined and providing a framework that properly rewards group success.

Integrity
Doing the right things for the right reasons.

Security
A commitment to the safeguarding of client capital as well as their private information.