Barbara Ralston
Barbara RalstonDirector of Compliance
Barbara Ralston, Director of Compliance, oversees the compliance function for TKG Financial. Ms. Ralston began her career in 1979 as a sales assistant with Mesirow & Company, a solely owned Broker-Dealer in Chicago. She moved to California in 1983 and joined Prudential Securities, becoming well-versed in the compliance and operations aspects of the securities business, and in 1996 took a position as Compliance Director with First Wall Street Corporation. Ms. Ralston joined TKG Financial in April 2005.